Mathew James Bate
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mathew James Bate, a licensed Responsible Officer with CE reference AZY412. Currently licensed at 1 firm(s): Private Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.0 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Private Capital Limited | RO | Type 4 - Advising on securities | 2018-01-29 | present |
| Private Capital Limited | RO | Type 9 - Asset management | 2018-01-29 | present |
| Private Capital Limited | Rep | Type 4 - Advising on securities | 2012-08-01 | 2018-01-29 |
| Private Capital Limited | Rep | Type 9 - Asset management | 2012-08-01 | 2018-01-29 |
Worked alongside
The 8 closest colleagues, strongest tie first — individuals licensed at the same firm as Mathew James Bate during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Ricky James Adkinson | Private Capital Limited | 2012–present |
| Philip Wheeler Stockton | Private Capital Limited | 2012–2026 |
| Thomas Neil Rogerson | Private Capital Limited | 2017–2021 |
| George Alexander Adkinson | Private Capital Limited | 2023–present |
| Enzio Graf von Pfeil | Private Capital Limited | 2014–2017 |
| Timothy William Daniel | Private Capital Limited | 2025–present |
| James Frederick Savage | Private Capital Limited | 2018 |
| Jonathan Garrick | Private Capital Limited | 2023 |