Yat Sing Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yat Sing Li (李溢昇), a licensed Representative with CE reference AZQ947. Currently licensed at 1 firm(s): Sunny Fortune Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 14.0 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 1 - Dealing in securities | 2026-07-29 | present |
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 4 - Advising on securities | 2026-07-29 | present |
| Sunny Fortune Capital Limited 日進資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-07-29 | present |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-04-15 | 2026-05-11 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-04-15 | 2026-05-11 |
| Vast Harbour Corporate Finance Limited 華港企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2021-10-25 | 2026-02-26 |
| Messis Capital Limited 大有融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-03-14 | 2021-10-18 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-07-03 | 2016-02-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yat Sing Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.