Sheung Lam Li
李湘琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sheung Lam Li (李湘琳), a licensed former licensee with CE reference AOU509. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Diligent Capital Limited 道勤資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-04-28 | 2023-08-03 |
| Euto Capital Partners Limited 裕韜資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-03-06 | 2022-04-23 |
| Euto Capital Partners Limited 裕韜資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-27 | 2019-03-06 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-01-04 | 2018-03-23 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-14 | 2015-12-04 |
| RHB Capital Hong Kong Limited 興業金融融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-09-14 | 2015-12-04 |
| Zijing Capital Limited 紫荊融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-07-26 | 2015-08-28 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2007-04-16 | 2008-08-31 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-04-16 | 2008-08-31 |