Patricio Pak Ho Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patricio Pak Ho Lau (劉珀豪), a licensed Responsible Officer with CE reference AZJ841. Currently licensed at 2 firm(s): CITIC Securities (Hong Kong) Limited, CLSA Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 14.1 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-03-27 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-02-11 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-02-11 | present |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-02-11 | 2026-03-27 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2020-03-04 | 2026-01-15 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-01-03 | 2020-03-04 |
| Ample Capital Limited 豐盛融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-09-02 | 2019-12-23 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-04-11 | 2019-09-02 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-05-07 | 2016-03-25 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-05-07 | 2016-03-25 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-05-07 | 2016-03-25 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-05-17 | 2014-04-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Patricio Pak Ho Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.