Frederick Edward Elkin Mocatta
毛家鑫
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frederick Edward Elkin Mocatta (毛家鑫), a licensed former licensee with CE reference AZH045. This person has 3.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lloyd George Management (HK) Limited | Rep | Type 9 - Asset management | 2015-07-07 | 2017-10-13 |
| Orion Investment Management Limited | RO | Type 1 - Dealing in securities | 2014-07-02 | 2015-02-25 |
| Orion Investment Management Limited | RO | Type 4 - Advising on securities | 2014-07-02 | 2015-02-25 |
| Orion Investment Management Limited | RO | Type 6 - Advising on corporate finance | 2014-07-02 | 2015-02-25 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2012-04-17 | 2012-06-29 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2012-04-17 | 2012-06-29 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2012-04-17 | 2012-06-29 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Frederick Edward Elkin Mocatta during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Thomas Alexander Royds | Lloyd George Management (HK) Limited | 2015–2017 |
| Robert John Daniel Lloyd George | Lloyd George Management (HK) Limited | 2015–2017 |
| Justin Chak-Shun Chan | Lloyd George Management (HK) Limited | 2015–2017 |
| Alice Yichen Wang | Lloyd George Management (HK) Limited | 2015–2017 |
| Francis Hoegh Goelet | Lloyd George Management (HK) Limited | 2015–2017 |
| Jeremy Adrian Amias | Orion Investment Management Limited | 2014–2015 |
| Chin Yee Yap | Orion Investment Management Limited | 2014 |