Shu Wing Chan
陳樹榮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Wing Chan (陳樹榮), a licensed former licensee with CE reference AYY716. This person has 7.4 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-07 | 2019-09-08 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-07-07 | 2019-09-08 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-05 | 2016-05-31 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-07-05 | 2016-05-31 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-02-18 | 2013-06-30 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-04-10 | 2013-06-30 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-04-10 | 2013-06-30 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-05 | 2012-03-27 |
| Zhongrong PT Securities Limited 中融平和證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-03-05 | 2012-03-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Wing Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.