Xiaochen Fan
范晓晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaochen Fan (范晓晨), a licensed former licensee with CE reference AYW037. This person has 6.8 years of SFC licence history. Total licence records on file: 11.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-22 | 2019-04-10 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-09-22 | 2019-04-10 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-12 | 2016-07-20 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-12 | 2016-07-20 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2015-10-12 | 2016-07-20 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 1 - Dealing in securities | 2014-06-03 | 2015-09-07 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 4 - Advising on securities | 2014-06-03 | 2015-09-07 |
| J.P. Morgan Securities (Far East) Limited | Rep | Type 6 - Advising on corporate finance | 2014-06-03 | 2015-09-07 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-01-20 | 2014-04-14 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2012-01-20 | 2013-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-01-20 | 2014-04-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaochen Fan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.