Ken Oiwa
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken Oiwa, a licensed former licensee with CE reference AYW019. This person has 4.4 years of SFC licence history. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2024-06-26 | 2026-07-22 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-15 | 2016-07-07 |
| Keefe, Bruyette & Woods Asia Limited | Rep | Type 4 - Advising on securities | 2012-01-17 | 2012-06-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ken Oiwa during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.