Ning Chen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning Chen (陳宁), a licensed Responsible Officer with CE reference AYF260. Currently licensed at 2 firm(s): SDIC Securities (Hong Kong) Limited, SDIC Securities Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.5 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-05 | present |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
RO | Type 9 - Asset management | 2022-02-23 | present |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
RO | Type 4 - Advising on securities | 2021-01-15 | present |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
Rep | Type 9 - Asset management | 2021-07-20 | 2022-02-23 |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
RO | Type 9 - Asset management | 2021-01-15 | 2021-07-20 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
RO | Type 1 - Dealing in securities | 2017-07-25 | 2024-01-01 |
| SDIC Securities (Hong Kong) Limited 國投證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-20 | 2017-07-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ning Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.