Wai Kin Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Kin Lee (李維健), a licensed Representative with CE reference AYA158. Currently licensed at 3 firm(s): Phillip Capital Management (HK) Limited, Phillip Securities (Hong Kong) Limited, Phillip Commodities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Capital Management (HK) Limited 輝立資本管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-08-11 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-26 | present |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-03-01 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-24 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Kin Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.