Ho Yin Wong

王浩然
CE No. AXZ546 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin Wong (王浩然), a licensed former licensee with CE reference AXZ546. This person has 12.3 years of SFC licence history. Total licence records on file: 6.

Licence history

FirmRoleRegulated activityFromTo
Altive Limited RO Type 1 - Dealing in securities 2021-11-01 2023-02-22
Altive Limited RO Type 4 - Advising on securities 2020-05-26 2025-03-31
Altive Limited RO Type 9 - Asset management 2020-05-26 2025-03-31
RBC Global Asset Management (Asia) Limited
加皇環球資產管理(亞洲)有限公司
Rep Type 4 - Advising on securities 2018-11-14 2019-03-25
RBC Global Asset Management (Asia) Limited
加皇環球資產管理(亞洲)有限公司
Rep Type 1 - Dealing in securities 2018-10-25 2019-03-25
Macquarie Funds Management Hong Kong Limited
麥格理基金管理(香港)有限公司
Rep Type 1 - Dealing in securities 2011-09-05 2018-09-28

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