Ting Pong Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ting Pong Lam (林定邦), a licensed Responsible Officer with CE reference AXZ105. Currently licensed at 1 firm(s): Manulife Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.4 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2025-03-11 | present |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2025-03-11 | present |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
RO | Type 9 - Asset management | 2024-02-22 | present |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-02 | 2025-03-11 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-02 | 2025-03-11 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2024-01-02 | 2024-02-22 |
| Link Asset Management Limited 領展資產管理有限公司 |
RO | Type 9 - Asset management | 2023-05-15 | 2023-09-30 |
| Link Asset Management Limited 領展資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-05-03 | 2023-05-15 |
| Manulife General Account Investments (HK) Limited | RO | Type 4 - Advising on securities | 2021-10-18 | 2022-05-31 |
| Manulife General Account Investments (HK) Limited | RO | Type 9 - Asset management | 2021-10-18 | 2022-05-31 |
| Manulife General Account Investments (HK) Limited | Rep | Type 1 - Dealing in securities | 2021-09-10 | 2022-05-31 |
| Manulife General Account Investments (HK) Limited | Rep | Type 4 - Advising on securities | 2021-09-10 | 2021-10-18 |
| Manulife General Account Investments (HK) Limited | Rep | Type 9 - Asset management | 2021-09-10 | 2021-10-18 |
| JPMorgan Asset Management Real Assets (Asia) Limited 摩根實物資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-08-30 | 2013-06-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ting Pong Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.