Zhi Chen Liu
劉知晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhi Chen Liu (劉知晨), a licensed former licensee with CE reference AUA343. This person has 3.5 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management Real Assets (Asia) Limited 摩根實物資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-10 | 2013-06-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-10-28 | 2010-09-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-10-28 | 2010-09-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-10-28 | 2010-09-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhi Chen Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.