Zhi Chen Liu
劉知晨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhi Chen Liu (劉知晨), a licensed former licensee with CE reference AUA343. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Asset Management Real Assets (Asia) Limited 摩根實物資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-10 | 2013-06-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-10-28 | 2010-09-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-28 | 2010-09-22 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-10-28 | 2010-09-22 |