Yao Huang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao Huang (黃垚), a licensed Responsible Officer with CE reference AXX667. Currently licensed at 2 firm(s): SDG Asset Management (HK) Limited, SDG Securities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.4 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-11-12 | present |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2024-10-09 | present |
| SDG Securities (HK) Limited 山金證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2024-10-09 | present |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2024-10-09 | present |
| SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2024-09-25 | 2024-10-09 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-12-08 | 2024-08-30 |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-02-03 | 2023-09-22 |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
RO | Type 4 - Advising on securities | 2021-02-03 | 2023-09-22 |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
RO | Type 9 - Asset management | 2021-02-03 | 2023-09-22 |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-23 | 2021-02-03 |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-13 | 2021-02-03 |
| VERACITY INVESTMENT CO., LIMITED 承壹投資管理有限公司 |
Rep | Type 9 - Asset management | 2020-07-13 | 2021-02-03 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-05-04 | 2020-06-19 |
| SPDB International Investment Management Limited 浦銀國際投資管理有限公司 |
Rep | Type 9 - Asset management | 2020-05-04 | 2020-06-19 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-03-20 | 2020-03-31 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-02-28 | 2020-03-31 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 - Asset management | 2012-02-28 | 2020-03-31 |
| Everbright Capital Management Limited 光大資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-19 | 2012-07-13 |
| Everbright Capital Management Limited 光大資本管理有限公司 |
Rep | Type 9 - Asset management | 2011-08-19 | 2012-07-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yao Huang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.