Yau Yee Tam
譚祐怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Yee Tam (譚祐怡), a licensed former licensee with CE reference ALN337. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 — Asset management | 2012-01-18 | 2020-01-15 |
| Double Haven Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-03-01 | 2011-12-20 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
RO | Type 9 — Asset management | 2010-06-19 | 2011-02-23 |
| Pacific Sun Advisors Limited 太平陽投資顧問(香港)有限公司 |
RO | Type 4 — Advising on securities | 2006-11-17 | 2009-06-01 |
| Pacific Sun Advisors Limited 太平陽投資顧問(香港)有限公司 |
RO | Type 9 — Asset management | 2006-11-17 | 2009-06-01 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-12-31 | 2005-06-16 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-31 | 2005-06-16 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2004-12-31 | 2005-06-16 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2004-12-31 | 2005-06-16 |