Doris Pui Sze Ho-Lee
何珮詩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Doris Pui Sze Ho-Lee (何珮詩), a licensed former licensee with CE reference AXR403. This person has 6.4 years of SFC licence history. Total licence records on file: 11.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-07-15 | 2025-11-18 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-07-15 | 2025-11-18 |
| Centaline Wealth Management Limited 中原資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-07-15 | 2025-11-18 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-01 | 2024-07-01 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-09-01 | 2024-07-01 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-09-01 | 2024-07-01 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-17 | 2019-09-03 |
| Hao Tian Asset Management Limited 昊天資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-07-17 | 2019-09-03 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-11 | 2018-06-19 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-11 | 2018-06-19 |
| China Yinsheng International Securities Limited 中國銀盛國際證券有限公司 |
Rep | Type 9 - Asset management | 2018-05-11 | 2018-06-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Doris Pui Sze Ho-Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.