Wai Yan Fung
馮蔚茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yan Fung (馮蔚茵), a licensed former licensee with CE reference AXQ556. This person has 10.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-10-11 | 2022-03-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2015-06-30 | 2022-03-01 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-06-30 | 2016-10-10 |
| Hong Investment Advisors Limited | Rep | Type 9 - Asset management | 2012-05-21 | 2015-06-20 |
| Riverwest Advisors Limited |
Rep | Type 9 - Asset management | 2011-08-12 | 2012-04-20 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yan Fung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Shun Hong Liu | Hong Investment Advisors Limited | 2012–2015 |
| Yau Hing Hui | Hong Investment Advisors Limited | 2012–2015 |
| Gregoire Jacques Charles Dechy | Hong Investment Advisors Limited | 2012–2013 |
| Taisuke Nishikawa | Riverwest Advisors Limited | 2011–2012 |
| Mayuko Nishikawa | Riverwest Advisors Limited | 2011–2012 |
| Tsutomu Suzuki | Riverwest Advisors Limited | 2011–2012 |
| Fu Hang Mak | Riverwest Advisors Limited | 2011–2012 |