Ka Lim Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Lim Lee (李嘉廉), a licensed Representative with CE reference AXG753. Currently licensed at 2 firm(s): Shacom Securities Limited, Shacom Futures Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 5 - Advising on futures contracts. This person has 6.8 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-25 | present |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-10-25 | present |
| Shacom Securities Limited 上銀證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-25 | present |
| Shacom Futures Limited 上商期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2022-10-25 | present |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-07 | 2014-06-05 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-07 | 2014-06-05 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2013-10-07 | 2014-06-05 |
| LT Securities Limited 利通證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-10 | 2013-09-12 |
| LT Finance Management Limited | Rep | Type 4 - Advising on securities | 2013-07-10 | 2013-09-12 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-12 | 2013-06-24 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-12 | 2013-06-24 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-05-12 | 2013-06-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Lim Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.