Hsiao-Tsui Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsiao-Tsui Yu (游曉翠), a licensed Responsible Officer with CE reference AXG205. Currently licensed at 1 firm(s): Yuanta Asia Investment (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 9 - Asset management. This person has 11.2 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2021-04-09 | present |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
RO | Type 9 - Asset management | 2020-05-06 | present |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-03-12 | 2019-04-15 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
RO | Type 9 - Asset management | 2011-07-12 | 2012-02-29 |
| Rich Union Securities (H.K.) Limited 瑞元證券(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-05-06 | 2011-07-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hsiao-Tsui Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.