Fangming Dong
董方明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fangming Dong (董方明), a licensed former licensee with CE reference AXB945. This person has 1.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-10-03 | 2013-02-01 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-10-03 | 2013-02-01 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | 2012-10-03 | 2013-02-01 |
| Delta Asia Wealth Management Limited 滙業財富管理有限公司 |
Rep | Type 9 - Asset management | 2012-10-03 | 2013-02-01 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-29 | 2013-02-01 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-18 | 2012-08-28 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-03-25 | 2012-08-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Fangming Dong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.