Michael Stephen Yoshino
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Stephen Yoshino, a licensed Responsible Officer with CE reference AWX474. Currently licensed at 1 firm(s): Pleiad Investment Advisors Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
RO | Type 1 - Dealing in securities | 2024-12-09 | present |
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
RO | Type 4 - Advising on securities | 2024-12-09 | present |
| Pleiad Investment Advisors Limited 磊亞投資顧問有限公司 |
RO | Type 9 - Asset management | 2014-06-13 | present |
| SFM HK Management Limited 索羅斯基金管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2011-03-15 | 2014-04-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Michael Stephen Yoshino during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.