Tsz Chung Au
區子聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Chung Au (區子聰), a licensed Responsible Officer with CE reference AWO394. Currently licensed at 1 firm(s): DL SECURITIES (HK) LIMITED. Active regulated activities: Type 6 - Advising on corporate finance. This person has 15.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-04-21 | present |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2020-06-29 | 2022-04-21 |
| Draco Capital Limited 瓏盛資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-02-18 | 2020-05-31 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-05-26 | 2018-12-28 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2011-01-27 | 2018-12-28 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-01-27 | 2018-12-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsz Chung Au during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.