Siu Lan Fu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Lan Fu (符小蘭), a licensed Representative with CE reference AWH344. Currently licensed at 1 firm(s): BNP Paribas Securities (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 11.8 years of SFC licence history. Total licence records on file: 11.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-01 | present |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-09-01 | present |
| Macquarie Asia Securities Limited | Rep | Type 1 - Dealing in securities | 2020-09-30 | 2022-06-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 7 - Providing automated trading services | 2019-06-19 | 2022-06-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-17 | 2022-06-17 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2015-06-22 | 2019-05-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2015-06-22 | 2019-05-15 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2015-06-22 | 2019-05-15 |
| Marex Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2012-06-28 | 2013-04-23 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-11-15 | 2010-12-14 |
| Morgan Stanley Hong Kong Futures Limited | Rep | Type 2 - Dealing in futures contracts | 2010-11-15 | 2010-12-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Lan Fu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.