Junhua Lu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Junhua Lu (陸俊華), a licensed Responsible Officer with CE reference AVX214. Currently licensed at 1 firm(s): abrdn Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 9 - Asset management | 2017-10-13 | present |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-02-13 | present |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 4 - Advising on securities | 2017-02-13 | present |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 9 - Asset management | 2017-02-13 | 2017-10-13 |
| NNIP Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2010-09-15 | 2013-06-28 |
| NNIP Hong Kong Limited | Rep | Type 4 - Advising on securities | 2010-09-15 | 2013-06-28 |
| NNIP Hong Kong Limited | Rep | Type 9 - Asset management | 2010-09-15 | 2013-06-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Junhua Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.