Irene Li Lu Goh
吳麗如
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Irene Li Lu Goh (吳麗如), a licensed former licensee with CE reference AXF251. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-27 | 2025-06-17 |
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 4 — Advising on securities | 2017-06-27 | 2025-06-17 |
| abrdn Hong Kong Limited 安本香港有限公司 |
RO | Type 9 — Asset management | 2017-06-27 | 2025-06-17 |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-04 | 2017-06-27 |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 4 — Advising on securities | 2016-05-04 | 2017-06-27 |
| abrdn Hong Kong Limited 安本香港有限公司 |
Rep | Type 9 — Asset management | 2016-05-04 | 2017-06-27 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-27 | 2016-03-07 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-11-27 | 2016-03-07 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 9 — Asset management | 2013-08-01 | 2016-03-07 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 1 — Dealing in securities | 2012-11-20 | 2016-03-07 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
RO | Type 4 — Advising on securities | 2012-11-20 | 2016-03-07 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-11-01 | 2012-11-20 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-27 | 2012-11-20 |