Tung Wa Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Wa Chan (陳東華), a licensed Responsible Officer with CE reference AVP005. Currently licensed at 1 firm(s): Venture Smart Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.2 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2026-02-06 | present |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 4 - Advising on securities | 2026-02-06 | present |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
RO | Type 9 - Asset management | 2026-02-06 | present |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-09 | 2026-02-06 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2026-01-09 | 2026-02-06 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 9 - Asset management | 2026-01-09 | 2026-02-06 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 4 - Advising on securities | 2025-09-17 | 2025-12-17 |
| CAM Wealth Management Company Limited 建富財富管理有限公司 |
RO | Type 9 - Asset management | 2025-09-17 | 2025-12-17 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-12-12 | 2025-09-05 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-12-12 | 2025-09-05 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 9 - Asset management | 2023-12-12 | 2025-09-05 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-12 | 2023-12-11 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-12 | 2023-12-11 |
| Venture Smart Asia Limited 意博資本亞洲有限公司 |
Rep | Type 9 - Asset management | 2020-03-12 | 2023-12-11 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-12 | 2015-05-22 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2010-10-26 | 2015-05-22 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-29 | 2015-05-22 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-07-29 | 2015-05-22 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tung Wa Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.