Vivien Wei Sung Yu
余式珺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivien Wei Sung Yu (余式珺), a licensed former licensee with CE reference AVN406. This person has 13.2 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 - Dealing in securities | 2022-02-09 | 2025-01-21 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 - Advising on securities | 2022-02-09 | 2025-01-21 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-30 | 2021-01-12 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-30 | 2021-01-12 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-01 | 2017-09-18 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-01 | 2017-09-18 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-17 | 2016-06-30 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-09-17 | 2016-06-30 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-09-17 | 2016-06-30 |
| Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-09-17 | 2017-09-18 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-28 | 2014-09-10 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-04-28 | 2014-09-10 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-04-28 | 2014-09-10 |
| iBest Consultants Limited | Rep | Type 2 - Dealing in futures contracts | 2012-05-07 | 2014-09-10 |
| iBest Consultants Limited | Rep | Type 1 - Dealing in securities | 2010-09-27 | 2014-09-10 |
| iBest Consultants Limited | Rep | Type 4 - Advising on securities | 2010-09-27 | 2014-09-10 |
| iBest Consultants Limited | Rep | Type 9 - Asset management | 2010-09-27 | 2014-09-10 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-27 | 2010-08-27 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-27 | 2010-08-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivien Wei Sung Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.