Kainan Zhao
趙凱南
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kainan Zhao (趙凱南), a licensed former licensee with CE reference AVN246. This person has 4.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Quintus Partners Limited | Rep | Type 1 - Dealing in securities | 2015-09-02 | 2016-09-30 |
| Quintus Partners Limited | Rep | Type 6 - Advising on corporate finance | 2015-09-02 | 2016-09-30 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-23 | 2014-06-03 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-09-23 | 2014-06-03 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-21 | 2013-08-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2010-07-21 | 2012-01-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-07-21 | 2013-08-16 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Kainan Zhao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Yibing Ding | Quintus Partners Limited | 2015–2016 |
| Edward Kai King | Quintus Partners Limited | 2015–2016 |
| Hans Johan Leven | Quintus Partners Limited | 2015–2016 |
| Erik Helge Weiner | Quintus Partners Limited | 2015–2016 |
| Xiao Qin | Quintus Partners Limited | 2016 |