Raymond Patrick Wyand
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Raymond Patrick Wyand, a licensed former licensee with CE reference AVM523. This person has 6.0 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-05-31 | 2016-08-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-20 | 2016-08-12 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2011-07-20 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-07-20 | 2013-08-31 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-20 | 2016-08-12 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-20 | 2016-08-12 |
| Orion Investment Management Limited | Rep | Type 1 - Dealing in securities | 2010-07-21 | 2011-06-30 |
| Orion Investment Management Limited | Rep | Type 4 - Advising on securities | 2010-07-21 | 2011-06-30 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Raymond Patrick Wyand during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.