Chris Yang Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chris Yang Liu, a licensed Representative with CE reference AVE806. Currently licensed at 1 firm(s): CPPIB Credit Investments Asia Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 13.7 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CPPIB Credit Investments Asia Limited | Rep | Type 1 - Dealing in securities | 2022-03-21 | present |
| CPPIB Asia Inc. | Rep | Type 1 - Dealing in securities | 2019-05-10 | 2022-03-21 |
| Moelis & Company Asia Limited 美馳亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2014-12-22 | 2017-07-28 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2014-09-04 | 2014-10-28 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-18 | 2014-07-04 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-06-18 | 2014-07-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-06-01 | 2012-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-06-01 | 2012-03-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-06-01 | 2012-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2010-06-01 | 2012-03-15 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2010-06-01 | 2012-03-15 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2010-06-01 | 2012-03-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chris Yang Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.