Ramesh Viswanath
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ramesh Viswanath, a licensed former licensee with CE reference AUZ373. This person has 13.8 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2016-12-19 | 2024-01-25 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2016-12-19 | 2024-01-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2013-07-02 | 2024-01-25 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2013-07-02 | 2016-12-18 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2013-07-02 | 2016-12-18 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2012-12-10 | 2013-06-16 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-10 | 2013-06-16 |
| Instinet Pacific Limited 極訊亞太有限公司 |
Rep | Type 7 - Providing automated trading services | 2012-12-10 | 2013-06-16 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-06 | 2012-12-09 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-08 | 2010-08-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ramesh Viswanath during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.