Kin Heng Lim
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Heng Lim (林健恆), a licensed Responsible Officer with CE reference AUV550. Currently licensed at 2 firm(s): oOo Securities (HK) Group Limited, orientiert International Markets Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 15.0 years of SFC licence history. Total licence records on file: 17.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 1 - Dealing in securities | 2023-03-24 | present |
| orientiert International Markets Limited | RO | Type 1 - Dealing in securities | 2023-03-24 | present |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 4 - Advising on securities | 2023-03-24 | present |
| orientiert International Markets Limited | RO | Type 4 - Advising on securities | 2023-03-24 | present |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
RO | Type 9 - Asset management | 2023-03-24 | present |
| orientiert International Markets Limited | RO | Type 9 - Asset management | 2023-03-24 | present |
| Zijing Asset Management Limited 紫荊資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-03-29 | 2022-10-03 |
| Zijing Asset Management Limited 紫荊資產管理有限公司 |
RO | Type 9 - Asset management | 2022-03-29 | 2022-10-03 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
RO | Type 4 - Advising on securities | 2020-11-13 | 2021-08-12 |
| NFH Asset Management Limited 新金控資產管理有限公司 |
RO | Type 9 - Asset management | 2020-11-13 | 2021-08-12 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 9 - Asset management | 2018-03-21 | 2020-07-27 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-10-30 | 2020-07-27 |
| GEO Securities Limited 智易東方證券有限公司 |
RO | Type 4 - Advising on securities | 2015-10-30 | 2020-07-27 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-06-12 | 2015-10-30 |
| GEO Securities Limited 智易東方證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-07-26 | 2015-10-30 |
| Fulbright Futures Limited 富昌期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-06-09 | 2011-12-31 |
| Fulbright Securities Limited 富昌證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-03 | 2013-07-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kin Heng Lim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sheung Nim Lun | GEO Securities Limited | 2013–2020 |
| Hoi Ho Chiu | GEO Securities Limited | 2013–2020 |
| Tsz Fung Tam | GEO Securities Limited | 2013–2019 |
| Zhen Zhu | GEO Securities Limited | 2014–2020 |
| Hiu Mei Chung | orientiert International Markets Limited | 2023–present |
| Kin Sun Kam | GEO Securities Limited | 2016–2020 |
| Chung Ho Ng | GEO Securities Limited | 2013–2020 |
| Chin Chiu Lau | GEO Securities Limited | 2013–2020 |
| Yat Kei Teddy Tse | GEO Securities Limited | 2013–2018 |
| Fan He | GEO Securities Limited | 2014–2020 |
| Cory Ka Wai Chan | GEO Securities Limited | 2014–2020 |
| Hiu Fung Lam | GEO Securities Limited | 2016–2020 |
| Zelong Yang | GEO Securities Limited | 2014–2020 |
| Pui Ling Chan | GEO Securities Limited | 2015–2020 |
| Elly Wai Chi Tam | GEO Securities Limited | 2017–2020 |
| Icy Sik Yan Chan | GEO Securities Limited | 2015–2020 |
| Wai Yan Fong | GEO Securities Limited | 2014–2018 |
| Chui Kuen Tang | GEO Securities Limited | 2016–2020 |
| Angel Lai Toa Tang | GEO Securities Limited | 2016–2020 |
| Vincey Fan On Tsang | GEO Securities Limited | 2016–2020 |