Kai Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yu (于凱), a licensed Responsible Officer with CE reference AUQ952. Currently licensed at 1 firm(s): BNY Mellon Investment Management Hong Kong Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 1 - Dealing in securities | 2022-09-27 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 4 - Advising on securities | 2022-09-27 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
RO | Type 9 - Asset management | 2022-09-27 | present |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-07 | 2022-09-27 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-07 | 2022-09-27 |
| BNY Mellon Investment Management Hong Kong Limited 紐約梅隆投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2019-08-07 | 2022-09-27 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-07 | 2019-07-20 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-07 | 2019-07-20 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 - Asset management | 2018-08-07 | 2019-07-20 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2010-02-03 | 2010-08-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.