Kam Kai Ho
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Kai Ho (何錦佳), a licensed Responsible Officer with CE reference AUI935. Currently licensed at 1 firm(s): Huatai Financial Holdings (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 16.2 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2026-02-09 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 4 - Advising on securities | 2026-02-09 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-02-09 | present |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-11-13 | 2026-02-09 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2025-11-13 | 2026-02-09 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-11-13 | 2026-02-09 |
| CLSA Limited 中信里昂證券有限公司 |
RO | Type 1 - Dealing in securities | 2021-10-21 | 2025-09-11 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2021-10-21 | 2025-09-11 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2021-10-21 | 2025-09-11 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-09-12 | 2021-10-21 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-12 | 2021-10-21 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-12 | 2021-07-20 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-09-12 | 2021-10-21 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-08-08 | 2017-09-01 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-05-14 | 2012-07-01 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-01-18 | 2010-05-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kam Kai Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Meng Hua Ng | BOCI Asia Limited | 2010–2012 |
| Vincent Chi Kin Lau | BOCI Asia Limited | 2010–2012 |
| William Wai Tak Tong | BOCI Asia Limited | 2010–2012 |
| Dijiang Zhang | BOCI Asia Limited | 2010–2012 |
| Xiaolu Chen | BOCI Asia Limited | 2010–2012 |
| Yat Sing Chan | BOCI Asia Limited | 2010–2012 |
| Yi Shen | BOCI Asia Limited | 2010–2012 |
| Fan Yang | BOCI Asia Limited | 2010–2012 |
| Zhihua Zhang | BOCI Asia Limited | 2010–2012 |
| Yan Cheng | BOCI Asia Limited | 2010–2012 |
| Rong Dai | BOCI Asia Limited | 2010–2012 |
| Hongyi Liu | BOCI Asia Limited | 2010–2012 |
| Xiaohui Yan | BOCI Asia Limited | 2010–2012 |
| Yang Zhang | BOCI Asia Limited | 2010–2012 |
| Kam Pui Chan | BOCI Asia Limited | 2010–2012 |
| Ami Hei Man Ip | BOCI Asia Limited | 2010–2012 |
| Wing Yee Lam | BOCI Asia Limited | 2010–2012 |
| Shirong Zhu | BOCI Asia Limited | 2010–2012 |
| Steven Wing Shing Lo | BOCI Asia Limited | 2010–2012 |
| Chun Fai Fong | BOCI Asia Limited | 2010–2012 |