Vivien Wai Wan Ho
何慧韻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivien Wai Wan Ho (何慧韻), a licensed former licensee with CE reference AUI394. This person has 0.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-04 | 2013-04-01 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-02-04 | 2013-04-01 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 - Asset management | 2013-02-04 | 2013-04-01 |
| Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-03-10 | 2010-07-03 |
| Southwest Securities (HK) Asset Management Limited 西證(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-14 | 2010-07-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Vivien Wai Wan Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.