Charles Teng-Iao Wong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Teng-Iao Wong (王騰耀), a licensed Responsible Officer with CE reference AUG868. Currently licensed at 1 firm(s): Axial Partners Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Axial Partners Limited | RO | Type 4 - Advising on securities | 2023-05-03 | present |
| Axial Partners Limited | RO | Type 9 - Asset management | 2023-05-03 | present |
| Prive Financial Limited |
RO | Type 1 - Dealing in securities | 2020-10-06 | 2023-03-31 |
| TVM Capital China Limited |
RO | Type 4 - Advising on securities | 2016-04-29 | 2018-01-31 |
| Prive Financial Limited |
RO | Type 1 - Dealing in securities | 2012-12-06 | 2016-04-15 |
| Coventry Capital HK Limited |
RO | Type 1 - Dealing in securities | 2010-03-22 | 2011-09-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Charles Teng-Iao Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.