Kai Yao
姚凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yao (姚凱), a licensed Responsible Officer with CE reference ATS734. Currently licensed at 1 firm(s): Gold Mountains Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.2 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gold Mountains Asset Management Limited 金山資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-11-22 | present |
| Gold Mountains Asset Management Limited 金山資產管理有限公司 |
RO | Type 9 - Asset management | 2023-11-22 | present |
| Gold Mountains Asset Management Limited 金山資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-10-09 | 2023-11-22 |
| Gold Mountains Asset Management Limited 金山資產管理有限公司 |
Rep | Type 9 - Asset management | 2020-10-09 | 2023-11-22 |
| HSZ (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2014-05-29 | 2020-01-31 |
| HSZ (Hong Kong) Limited | Rep | Type 9 - Asset management | 2014-05-29 | 2020-01-31 |
| Broadway Wealth Management Limited 博偉財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-10-09 | 2010-06-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Yao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.