Christopher Siu Tong Tam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Christopher Siu Tong Tam (譚兆棠), a licensed Responsible Officer with CE reference ATO898. Currently licensed at 1 firm(s): Butterfly Holding Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.9 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Butterfly Holding Limited 蝴蝶控股有限公司 |
RO | Type 4 - Advising on securities | 2025-10-31 | present |
| Butterfly Holding Limited 蝴蝶控股有限公司 |
RO | Type 9 - Asset management | 2025-10-31 | present |
| Nexara Asset Management Limited 源創資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-28 | 2024-04-30 |
| Nexara Asset Management Limited 源創資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-11-28 | 2024-04-30 |
| Nexara Asset Management Limited 源創資產管理有限公司 |
RO | Type 9 - Asset management | 2022-11-28 | 2024-04-30 |
| Nexara Asset Management Limited 源創資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-26 | 2022-11-28 |
| Nexara Asset Management Limited 源創資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-26 | 2022-11-28 |
| Nexara Asset Management Limited 源創資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-10-26 | 2022-11-28 |
| HS Securities Limited 和升證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-07-29 | 2022-08-31 |
| HS Securities Limited 和升證券有限公司 |
RO | Type 4 - Advising on securities | 2019-06-28 | 2022-08-31 |
| HS Securities Limited 和升證券有限公司 |
RO | Type 9 - Asset management | 2019-06-28 | 2022-08-31 |
| CFS Capital Limited 中金策資本有限公司 |
RO | Type 9 - Asset management | 2018-12-03 | 2019-06-27 |
| LW Asset Management Advisors Limited 利達財富管理顧問有限公司 |
RO | Type 9 - Asset management | 2016-12-05 | 2018-11-11 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 4 - Advising on securities | 2015-08-18 | 2016-11-14 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 9 - Asset management | 2015-08-18 | 2016-11-14 |
| Sinovation Capital Asset Management Company Limited 中國創新資本資產管理有限公司 |
RO | Type 9 - Asset management | 2009-10-21 | 2015-08-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Christopher Siu Tong Tam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.