Yuk Shing Koo
顧玉成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuk Shing Koo (顧玉成), a licensed former licensee with CE reference AWA385. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EM Asset Management Limited 易美資産管理有限公司 |
RO | Type 4 — Advising on securities | 2020-09-11 | 2021-03-11 |
| EM Asset Management Limited 易美資産管理有限公司 |
RO | Type 9 — Asset management | 2020-09-11 | 2021-12-31 |
| Silverstone Investments Limited 銀石投資有限公司 |
RO | Type 9 — Asset management | 2019-08-12 | 2020-09-01 |
| Silverstone Investments Limited 銀石投資有限公司 |
Rep | Type 9 — Asset management | 2019-05-27 | 2019-08-12 |
| LW Asset Management Advisors Limited 利達財富管理顧問有限公司 |
RO | Type 9 — Asset management | 2016-04-26 | 2019-02-28 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-11 | 2011-04-01 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-11-29 | 2011-04-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-12 | 2011-04-01 |