Dixon Kiu Dik Chan
陳翹荻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dixon Kiu Dik Chan (陳翹荻), a licensed former licensee with CE reference ATC161. This person has 2.1 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-12-05 | 2014-05-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-29 | 2014-05-15 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-29 | 2014-05-15 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-09 | 2013-10-12 |
| ICBC UBS Asset Management (International) Company Limited 工銀瑞信資產管理(國際)有限公司 |
Rep | Type 9 - Asset management | 2012-11-09 | 2013-10-12 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-06 | 2010-02-27 |
| Target Capital Management Limited 泰達資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-07-06 | 2010-02-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Dixon Kiu Dik Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.