William Wai Nin So
蘇偉年
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Wai Nin So (蘇偉年), a licensed former licensee with CE reference ATB506. This person has 11.5 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2015-05-21 | 2022-07-01 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-05-21 | 2022-07-01 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2015-05-21 | 2022-07-01 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-02-18 | 2016-12-31 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 1 - Dealing in securities | 2013-02-08 | 2016-12-31 |
| Interactive Brokers LLC 盈透有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-02-08 | 2016-12-31 |
| Hafoo Securities Limited 哈富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-20 | 2012-10-03 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-08-20 | 2012-10-03 |
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-08-20 | 2012-10-03 |
| BWC Forex Limited 寶華世紀外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2012-07-09 | 2012-10-03 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-23 | 2011-10-08 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-08-23 | 2011-10-08 |
| FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 |
Rep | Type 9 - Asset management | 2010-08-23 | 2011-10-08 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2009-05-25 | 2010-02-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as William Wai Nin So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.