Yiqian Shen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiqian Shen (沈亦潜), a licensed Responsible Officer with CE reference ASZ667. Currently licensed at 1 firm(s): Arta Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.9 years of SFC licence history. Total licence records on file: 24.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-02-06 | present |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-02-06 | present |
| Arta Asset Management Limited 裕承資產管理有限公司 |
RO | Type 9 - Asset management | 2025-02-06 | present |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-12-04 | 2025-02-06 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-12-04 | 2025-02-06 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-12-04 | 2025-02-06 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-08-05 | 2024-10-02 |
| Fosun International Securities Limited 復星國際證券有限公司 |
RO | Type 9 - Asset management | 2024-08-05 | 2024-10-02 |
| Fosun International Asset Management Limited 復星國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-01-23 | 2024-10-02 |
| Fosun International Asset Management Limited 復星國際資產管理有限公司 |
RO | Type 9 - Asset management | 2024-01-23 | 2024-10-02 |
| Fosun International Capital Limited 復星國際資本有限公司 |
Rep | Type 1 - Dealing in securities | 2023-12-06 | 2024-04-17 |
| Fosun International Asset Management Limited 復星國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-12-06 | 2024-01-23 |
| Fosun International Asset Management Limited 復星國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-12-06 | 2024-01-23 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 9 - Asset management | 2021-08-03 | 2022-05-07 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 4 - Advising on securities | 2019-07-04 | 2022-05-07 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2016-08-15 | 2022-05-07 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-11 | 2016-08-15 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-07-11 | 2019-07-04 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-07-11 | 2021-08-03 |
| Dymon Asia Capital (HK) Limited | Rep | Type 9 - Asset management | 2014-06-09 | 2016-02-05 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-28 | 2014-05-10 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-17 | 2014-05-10 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2010-02-17 | 2014-05-10 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-16 | 2014-05-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiqian Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.