Xiaozheng Liu
劉曉鉦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaozheng Liu (劉曉鉦), a licensed former licensee with CE reference ASK668. This person has 6.2 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-27 | 2015-09-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2011-07-27 | 2015-09-19 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-07-27 | 2015-09-19 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-10 | 2011-06-01 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2009-11-10 | 2011-06-01 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-11-10 | 2011-06-01 |
| Susquehanna Financial Group Asia Limited | RO | Type 1 - Dealing in securities | 2009-04-22 | 2009-10-02 |
| Susquehanna Financial Group Asia Limited | RO | Type 6 - Advising on corporate finance | 2009-04-22 | 2009-10-02 |
| Susquehanna Financial Group, LLLP | Rep | Type 1 - Dealing in securities | 2009-02-19 | 2009-03-11 |
| Susquehanna Financial Group, LLLP | Rep | Type 6 - Advising on corporate finance | 2009-02-19 | 2009-03-11 |
Worked alongside
The 3 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaozheng Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Peter C Kuo | Susquehanna Financial Group Asia Limited | 2009 |
| Ka Min Lui | Susquehanna Financial Group Asia Limited | 2009 |
| Xiaoxu Jiang | Susquehanna Financial Group Asia Limited | 2009 |