Philip Wai Pong Tso
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Wai Pong Tso (曹偉邦), a licensed Representative with CE reference ASH453. Currently licensed at 2 firm(s): JPMorgan Funds (Asia) Limited, JPMorgan Asset Management (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.9 years of SFC licence history. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-09-18 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2026-09-18 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2026-09-18 | present |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 - Asset management | 2026-09-18 | present |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2026-09-18 | present |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 1 - Dealing in securities | 2021-07-19 | 2025-12-31 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
RO | Type 4 - Advising on securities | 2018-03-13 | 2025-12-31 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 1 - Dealing in securities | 2017-11-07 | 2021-07-19 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 4 - Advising on securities | 2017-11-07 | 2018-03-13 |
| Allianz Global Investors Asia Pacific Limited 安聯環球投資亞太有限公司 |
Rep | Type 9 - Asset management | 2017-11-07 | 2025-12-31 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-05 | 2017-10-19 |
| Towers Watson Investment Services Hong Kong Limited 韜睿惠悅投資顧問香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-02-11 | 2017-10-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Philip Wai Pong Tso during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.