Frankie Kwun Siu Chan
陳冠兆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frankie Kwun Siu Chan (陳冠兆), a licensed Responsible Officer with CE reference ASD479. Currently licensed at 1 firm(s): Dewei Capital Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.4 years of SFC licence history. Total licence records on file: 32.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dewei Capital Limited 得威资本有限公司 |
RO | Type 4 - Advising on securities | 2026-01-12 | present |
| Dewei Capital Limited 得威资本有限公司 |
RO | Type 9 - Asset management | 2026-01-12 | present |
| Dewei Capital Limited 得威资本有限公司 |
Rep | Type 4 - Advising on securities | 2025-12-05 | 2026-01-12 |
| Dewei Capital Limited 得威资本有限公司 |
Rep | Type 9 - Asset management | 2025-12-05 | 2026-01-12 |
| Pinsen International (Hong Kong) Limited 品森國際(香港)有限公司 |
RO | Type 9 - Asset management | 2025-08-04 | 2025-10-16 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-04-11 | 2025-02-02 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 1 - Dealing in securities | 2023-04-11 | 2025-02-02 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 4 - Advising on securities | 2023-04-11 | 2025-02-02 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 - Advising on securities | 2023-04-11 | 2025-02-02 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 9 - Asset management | 2023-04-11 | 2025-02-02 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 - Asset management | 2023-04-11 | 2025-02-02 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-13 | 2023-04-11 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-01-13 | 2023-04-11 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-01-13 | 2023-04-11 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-11-24 | 2025-02-02 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 - Advising on securities | 2022-11-24 | 2025-02-02 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 9 - Asset management | 2022-11-24 | 2025-02-02 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-21 | 2023-04-11 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-01-21 | 2022-11-24 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-21 | 2023-04-11 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-01-21 | 2022-11-24 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 - Asset management | 2022-01-21 | 2023-04-11 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 - Asset management | 2022-01-21 | 2022-11-24 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-07-29 | 2020-08-14 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-07-29 | 2020-08-14 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 - Asset management | 2020-07-29 | 2020-08-14 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-22 | 2019-10-01 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-11-22 | 2019-10-01 |
| Cinda International Research Limited 信達國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-30 | 2010-08-08 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-09 | 2010-07-28 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2008-12-09 | 2010-03-12 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2008-12-09 | 2010-06-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Frankie Kwun Siu Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.