Shu Wen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shu Wen, a licensed Representative with CE reference ARW269. Currently licensed at 1 firm(s): Huizhi International Capital Holdings Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 4.6 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
Rep | Type 1 - Dealing in securities | 2025-07-18 | present |
| Huizhi International Capital Holdings Co., Limited 匯智國際金融控股有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-18 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-20 | 2014-12-16 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2011-10-06 | 2014-12-16 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 - Dealing in securities | 2011-10-06 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2011-10-06 | 2013-08-31 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-11-14 | 2009-03-04 |
Worked alongside
The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Shu Wen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Wenhui Wang | Huizhi International Capital Holdings Co., Limited | 2025–present |
| Chak Lam Kwok | Huizhi International Capital Holdings Co., Limited | 2025–present |
| Shaopeng Zhu | Huizhi International Capital Holdings Co., Limited | 2025–present |
| Yong Zhu | Huizhi International Capital Holdings Co., Limited | 2025–present |
| Jianping Zheng | Huizhi International Capital Holdings Co., Limited | 2025–2026 |