Alan Yik Fung Chuang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alan Yik Fung Chuang (莊奕烽), a licensed Responsible Officer with CE reference ARW185. Currently licensed at 1 firm(s): AP Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 5.6 years of SFC licence history. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AP Capital Limited | RO | Type 1 - Dealing in securities | 2023-08-22 | present |
| AP Capital Limited | RO | Type 4 - Advising on securities | 2022-10-12 | present |
| AP Capital Limited | RO | Type 9 - Asset management | 2022-10-12 | present |
| AP Capital Limited | Rep | Type 4 - Advising on securities | 2022-06-10 | 2022-10-12 |
| AP Capital Limited | Rep | Type 9 - Asset management | 2022-06-10 | 2022-10-12 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-10 | 2010-04-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-13 | 2010-04-30 |
| Quam Securities Limited 華富建業證券有限公司 |
Rep | Type 9 - Asset management | 2010-01-13 | 2010-04-30 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2009-04-23 | 2009-11-23 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-01-19 | 2009-11-23 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 - Advising on securities | 2008-11-14 | 2008-12-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alan Yik Fung Chuang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.