Niraj Mahendra Gupta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Niraj Mahendra Gupta, a licensed former licensee with CE reference ART915. This person has 3.4 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-05-11 | 2012-06-21 |
| Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-05-11 | 2012-06-21 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-08 | 2012-06-21 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-02-08 | 2012-06-21 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-31 | 2010-10-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Niraj Mahendra Gupta during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.