Felix Ming Yiu Law
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Felix Ming Yiu Law (羅明耀), a licensed Responsible Officer with CE reference ART905. Currently licensed at 2 firm(s): Kaisa Financial Group Company Limited, Kaisa Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.3 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 |
RO | Type 1 - Dealing in securities | 2018-01-05 | present |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 4 - Advising on securities | 2017-02-22 | present |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 9 - Asset management | 2017-02-22 | present |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-27 | 2017-02-22 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-01-27 | 2017-02-22 |
| Avantua Capital Management Limited 璟裕資本管理有限公司 |
RO | Type 4 - Advising on securities | 2015-07-14 | 2016-09-11 |
| Avantua Capital Management Limited 璟裕資本管理有限公司 |
RO | Type 9 - Asset management | 2015-07-14 | 2016-09-11 |
| National Asset Management Limited 國民資產管理有限公司 |
RO | Type 9 - Asset management | 2008-12-29 | 2012-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Felix Ming Yiu Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.