Juan Shan
單娟
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Juan Shan (單娟), a licensed Responsible Officer with CE reference ARS452. Currently licensed at 1 firm(s): Unity Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 11.8 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Unity Asset Management Limited 合一資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-03-03 | present |
| Unity Asset Management Limited 合一資產管理有限公司 |
RO | Type 9 - Asset management | 2025-03-03 | present |
| Marlin Capital Limited 馬林資本有限公司 |
RO | Type 1 - Dealing in securities | 2023-08-16 | 2025-01-31 |
| Marlin Capital Limited 馬林資本有限公司 |
RO | Type 4 - Advising on securities | 2023-08-16 | 2025-01-31 |
| Marlin Capital Limited 馬林資本有限公司 |
RO | Type 9 - Asset management | 2023-08-16 | 2025-01-31 |
| Infinite Capital Limited 昊陽資本有限公司 |
RO | Type 4 - Advising on securities | 2018-05-29 | 2021-07-23 |
| Infinite Capital Limited 昊陽資本有限公司 |
RO | Type 9 - Asset management | 2018-05-29 | 2021-07-23 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-22 | 2014-10-09 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-01-22 | 2014-10-09 |
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-01-22 | 2014-10-09 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-18 | 2014-10-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2008-10-13 | 2010-06-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-10-13 | 2010-06-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Juan Shan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.